The North American Securities Administrators Association (NASAA) is the oldest international organization dedicated to protecting investors. With a membership consisting of 67 state, provincial, and territorial securities administrators, NASAA serves as the voice of state securities agencies in the United States, Canada, and Mexico. Their mission is to safeguard consumers who purchase securities or seek investment advice, ensuring efficient capital formation and grassroots investor protection.
NASAA members license firms and agents, investigate violations of state and provincial law, take enforcement actions when necessary, and educate the public about investment fraud. They also facilitate multi-state enforcement actions and information sharing among their members. Additionally, NASAA organizes training and education seminars annually for securities agency staff at the state, district, provincial, and territorial levels.
Generated from the website