The Division of Securities & Retail Franchising in Richmond, VA is a regulatory body overseeing the registration and licensing of securities, franchises, and financial professionals in Virginia. They provide resources for consumers to access information about investment advisors, brokers, securities, and franchises registered for sale in the state.
With a focus on investor education and consumer protection, the Division aims to ensure compliance with regulations and address problems or complaints related to securities, franchises, and trademarks. They also offer assistance with trademark issues and provide a platform for submitting public comments and participating in SCC cases.
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